Compliance Officer - PMS
0 Applicants · 3 Views
· Posted 21 days ago
Position Overview
Location:
Mumbai, India
Position:
Mid
Type:
Job
Practice Area:
Compliance
Remote:
No
Posted:
Deadline:
May 27, 2026
Job Description
Position Name - Compliance Officer - PMS Location - BKC,Mumbai Experience Range - 5 yrs Mandatory Requirement : Manage Compliance aspects of Portfolio Management Services. Job Roles and Responsibilities: Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020 , and other applicable laws. Monitor and implement changes in SEBI circulars, PMS regulatory updates, and internal policies. Review client onboarding, KYC/AML documentation, and investment agreements. Prepare and file regulatory…
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Practice Area
Position
Mid
Application Deadline
May 27, 2026
Employment Type
Full time
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