Regulatory & Compliance Solicitor
Position Overview
Job Description
ONC Lawyers is seeking a Regulatory & Compliance Solicitor for its Central office. You will advise financial institutions, listed companies, and SFC-licensed corporations on regulatory compliance, investigations, and enforcement actions under the Securities and Futures Ordinance.
Key Responsibilities
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- Advise SFC-licensed corporations on compliance with the Code of Conduct and licensing conditions
- Handle SFC and HKMA investigations and disciplinary proceedings
- Advise on anti-money laundering compliance under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)
- Draft compliance policies and procedures for financial institutions
Requirements
- Qualified solicitor admitted in Hong Kong
- 3-6 years PQE in regulatory, compliance, or financial services law
- Experience with SFC or HKMA regulatory matters preferred
Responsibilities
Requirements
Compensation
HK$90,000 - HK$135,000/year
Practice Area
Position
Mid
Application Deadline
May 19, 2026
Employment Type
Full time
Application Access
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