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Regulatory & Compliance Solicitor

ONC Lawyers · Central, Hong Kong · Onsite · HK$90,000 - HK$135,000/year
Law Firm 201-500 employees
0 Applicants · 11 Views · Posted 32 days ago
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Position Overview

Compensation: HK$90,000 - HK$135,000/year
Position: Mid
Type: Job
Practice Area: Compliance
Remote: No
Posted:
Deadline: May 19, 2026

Job Description

ONC Lawyers is seeking a Regulatory & Compliance Solicitor for its Central office. You will advise financial institutions, listed companies, and SFC-licensed corporations on regulatory compliance, investigations, and enforcement actions under the Securities and Futures Ordinance.

Key Responsibilities

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  • Advise SFC-licensed corporations on compliance with the Code of Conduct and licensing conditions
  • Handle SFC and HKMA investigations and disciplinary proceedings
  • Advise on anti-money laundering compliance under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)
  • Draft compliance policies and procedures for financial institutions

Requirements

  • Qualified solicitor admitted in Hong Kong
  • 3-6 years PQE in regulatory, compliance, or financial services law
  • Experience with SFC or HKMA regulatory matters preferred

Responsibilities

SFC compliance advisory, HKMA investigations, AML compliance, policy drafting

Requirements

Hong Kong qualified solicitor, 3-6 PQE in regulatory/compliance

Compensation

HK$90,000 - HK$135,000/year

Practice Area

Position

Mid

Application Deadline

May 19, 2026

Employment Type

Full time

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